Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas John McCauley | 1257811 | 12 | 06/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Wayne Ayers | 2296322 | 2 | 04/23/2013 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Jeffery John Schade | 2263323 | 1 | 02/25/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Donna Rae Bellamy | 1534867 | 15 | 12/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCauley | 1257811 | 12 | 12/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony S Mowrer | 1947261 | 2 | 10/09/2012 | Customer Dispute | Settled | $464,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 09/17/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $62,700.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $188,347.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/16/2012 | Customer Dispute | Settled | $762,028.00 | $0.00 | See FINRA Report |