Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George Edward Arocha | 729456 | 23 | 10/13/2011 | Customer Dispute | Settled | $129,690.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 09/19/2011 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 09/12/2011 | Customer Dispute | Settled | $51,231.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 09/06/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Kevin Christopher McCarthy | 1702715 | 4 | 10/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Dennis Alan Cirbo | 733633 | 2 | 01/22/2010 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
Arthur Clay Nicodemus | 1023096 | 1 | 10/28/2008 | Customer Dispute | Settled | $18,093.40 | $0.00 | See FINRA Report |
Deborah Sue Sims | 1275290 | 2 | 10/07/2007 | Customer Dispute | Settled | $225,974.00 | $0.00 | See FINRA Report |
Donna Rae Bellamy | 1534867 | 15 | 02/13/2007 | Customer Dispute | Settled | $842,760.00 | $0.00 | See FINRA Report |
James Andrew Geake | 2629008 | 15 | 03/30/2004 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |