Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Walter Noack | 4627271 | 2 | 10/01/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 12 | 09/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Christopher McCarthy | 1702715 | 13 | 08/21/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 12 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Distler | 6130680 | 2 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| John Edward Moriarty | 2720704 | 1 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Lamont Adrian Chandler | 2794744 | 4 | 06/20/2016 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 12 | 11/13/2015 | Customer Dispute | Settled | $419,000.00 | $0.00 | See FINRA Report |
| Lorin Tuck Leong Chun | 1103114 | 8 | 10/20/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |