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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 60 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven J Perrmann5873282410/26/2020Customer DisputeSettled$45,000.00$0.00See FINRA Report
Richard Jay Gopin2027499210/20/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Dennis Alan Cirbo733633209/17/2020Customer DisputeSettled$155,000.00$0.00See FINRA Report
Lamont Adrian Chandler2794744504/20/2020Customer DisputeSettled$60,550.00$0.00See FINRA Report
James Andrew Geake26290081507/16/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Mark Wilkinson Richards2730478406/04/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
James Andrew Geake26290081504/11/2019Customer DisputeSettled$49,592.10$0.00See FINRA Report
James Walter Noack4627271210/01/2018Customer DisputeSettled$50,000.00$0.00See FINRA Report
James Andrew Geake26290081509/07/2018Customer DisputeSettled$50,000.00$0.00See FINRA Report
Kevin Christopher McCarthy1702715408/21/2018Customer DisputeSettled$50,000.00$0.00See FINRA Report

60 Results

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