Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Wilkinson Richards | 2730478 | 4 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam R Tau | 5650371 | 2 | 12/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica A Passier | 5670618 | 1 | 10/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas John McCauley | 1257811 | 12 | 09/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas John McCauley | 1257811 | 12 | 12/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Duane Robinson | 1613765 | 1 | 06/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kelly Breeze | 2591120 | 3 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Ford | 1649604 | 8 | 06/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Ford | 1649604 | 8 | 11/16/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas John McCauley | 1257811 | 12 | 11/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |