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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Deborah Sue Sims1275290210/07/2007Customer DisputeSettled$225,974.00$0.00See FINRA Report
Chester William Mongold1219225306/21/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Chester William Mongold1219225303/28/2007Customer DisputeDenied$6,000.00$0.00See FINRA Report
Donna Rae Bellamy15348671502/13/2007Customer DisputeSettled$842,760.00$0.00See FINRA Report
Mary Bockman Holevinski1051750112/20/2006Customer DisputeDenied$14,840.00$0.00See FINRA Report
Hilgardt Wilhelm Lamprecht2866895304/04/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Mitchell Ernest Bonnett1685231112/09/2004Customer DisputeClosed-No Action$130,000.00$0.00See FINRA Report
James Andrew Geake26290081503/30/2004Customer DisputeSettled$12,000.00$0.00See FINRA Report
Deborah Sue Sims1275290202/13/2004Customer DisputeSettled$5,000.00$0.00See FINRA Report
Hilgardt Wilhelm Lamprecht2866895312/01/2003Customer DisputeSettled$45,788.00$0.00See FINRA Report

94 Results

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