Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Edward Arocha | 729456 | 23 | 09/12/2011 | Customer Dispute | Settled | $51,231.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 09/06/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Martin Mendler | 1505231 | 1 | 02/24/2011 | Customer Dispute | Denied | $69,522.00 | $0.00 | See FINRA Report |
| James Kelly Breeze | 2591120 | 3 | 02/04/2011 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Phillip Clifton Allen | 1337542 | 4 | 01/19/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Kevin Christopher McCarthy | 1702715 | 4 | 10/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Alan Cirbo | 733633 | 2 | 01/22/2010 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Henninger | 4343294 | 1 | 12/28/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Kelly Breeze | 2591120 | 3 | 10/31/2008 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Arthur Clay Nicodemus | 1023096 | 1 | 10/28/2008 | Customer Dispute | Settled | $18,093.40 | $0.00 | See FINRA Report |