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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Andrew Geake26290081509/07/2018Customer DisputeSettled$50,000.00$0.00See FINRA Report
Lamont Adrian Chandler2794744508/28/2018Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Kevin Christopher McCarthy1702715408/21/2018Customer DisputeSettled$50,000.00$0.00See FINRA Report
James Andrew Geake26290081504/27/2018Customer DisputeSettled$0.00$0.00See FINRA Report
John Edward Moriarty2720704104/19/2018Customer DisputeSettled$80,000.00$0.00See FINRA Report
Steven J Perrmann5873282404/19/2018Customer DisputeSettled$80,000.00$0.00See FINRA Report
Michael Joseph Distler6130680204/19/2018Customer DisputeSettled$80,000.00$0.00See FINRA Report
Lamont Adrian Chandler2794744503/14/2018Customer DisputeDenied$55,000.00$0.00See FINRA Report
James Andrew Geake26290081502/14/2017Customer DisputeClosed-No Action$347,083.00$0.00See FINRA Report
Clinton Datees Gharib2070991411/01/2016Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report

94 Results

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