Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Gopin | 2027499 | 2 | 10/20/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Alan Cirbo | 733633 | 2 | 09/17/2020 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Lamont Adrian Chandler | 2794744 | 5 | 04/20/2020 | Customer Dispute | Settled | $60,550.00 | $0.00 | See FINRA Report |
| Roger Lee Ford | 1537481 | 1 | 09/09/2019 | Customer Dispute | Denied | $15,607.20 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 07/16/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Wilkinson Richards | 2730478 | 4 | 06/04/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 04/11/2019 | Customer Dispute | Settled | $49,592.10 | $0.00 | See FINRA Report |
| Travis Ryan Dixon | 6347123 | 2 | 02/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 01/16/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Walter Noack | 4627271 | 2 | 10/01/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |