Our Staff has compiled our research into a database of FINRA Broker Disclosures for Missionsquare Investment Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Diego Trujillo | 3127060 | 1 | 04/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey F Hathhorn | 4985057 | 1 | 04/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce McGhee | 2441914 | 2 | 07/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Rea | 4511587 | 1 | 05/15/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Dayla Marie Cabeza de Vaca | 4918256 | 1 | 09/17/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Darrell Fylak | 1103143 | 1 | 12/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Bertrand | 6336898 | 1 | 09/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce McGhee | 2441914 | 2 | 11/24/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |