Our Staff has compiled our research into a database of FINRA Broker Disclosures for Missionsquare Investment Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Douglas Thompson | 3096255 | 1 | 10/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Alejandra Sequeira | 3010734 | 2 | 10/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Alejandra Sequeira | 3010734 | 2 | 12/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nadia Omar Schmidt | 7588693 | 2 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Augusto Carlos Gaymer | 4869727 | 3 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ryan Stewart | 5491633 | 2 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ryan Stewart | 5491633 | 2 | 04/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Augusto Carlos Gaymer | 4869727 | 3 | 04/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James William Collins | 4397171 | 1 | 01/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Augusto Carlos Gaymer | 4869727 | 3 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |