Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Dale Heimensen | 3191528 | 1 | 04/10/2024 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Gary Alan Zarkowski | 2900755 | 3 | 04/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Marie Emma | 4051573 | 3 | 04/04/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Deborah Sue Jackson | 878495 | 3 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Alan Zarkowski | 2900755 | 3 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ran Regev | 5469190 | 3 | 03/27/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| William Dennis Esposito | 1132073 | 1 | 03/27/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Austin Shane Brake | 7517301 | 3 | 03/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseline B Clua | 4116165 | 2 | 03/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |