Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Madden | 7111913 | 1 | 05/21/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Lamont Anderson | 1615820 | 1 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Howard Zunino | 1918553 | 1 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Dunn McConnell | 1996005 | 1 | 05/02/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Louis Joseph Zaccaro | 2288906 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Kwasigroch | 2498782 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Morris Friedman | 807233 | 5 | 04/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Keith Sterling Mitchell | 1175704 | 3 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Hatzakos | 4039702 | 1 | 04/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Jon Buchanan | 4083514 | 1 | 04/14/2024 | Customer Dispute | Pending | $189,897.00 | $0.00 | See FINRA Report |