Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla V Jarvis | 4364592 | 1 | 10/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 09/29/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Javier Diaz Perez | 1197666 | 1 | 08/02/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Marshall Grice | 1628112 | 2 | 06/14/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Patrick Ryan | 1282929 | 2 | 12/02/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Porro | 6454263 | 1 | 11/02/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark George Whitehouse | 1064407 | 2 | 08/03/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald William Devon | 6164071 | 1 | 05/11/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Stephen Lehocky | 2068448 | 2 | 03/27/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |