Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Edward Depaola | 1253587 | 4 | 01/14/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerd Ralph Martin Hansma | 1132588 | 1 | 01/12/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alexander Hohmann | 1714190 | 1 | 11/10/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Bell | 2225733 | 1 | 11/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 09/30/1980 | Customer Dispute | Settled | $56,801.00 | $0.00 | See FINRA Report |
| Stephen Marshall Grice | 1628112 | 2 | 07/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 06/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J. Michael Seymour | 2480641 | 8 | 06/11/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Thomas Blunk | 2011245 | 7 | 03/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Costello | 1242871 | 4 | 01/22/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |