Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward Simmons | 2877528 | 1 | 12/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher William Hasircoglu | 2052507 | 3 | 11/20/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 10/31/1981 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Kevin Gerard Noonan | 4389991 | 2 | 09/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diana Lynne Farr | 4340621 | 2 | 09/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Davis | 2165596 | 4 | 08/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Larry Watkins | 7440273 | 2 | 05/07/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Depaola | 1253587 | 4 | 04/27/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Osmar Joseph Tavares | 4056396 | 2 | 04/16/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 01/14/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |