Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Patrick Fitzgerald | 1754938 | 3 | 03/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Chitwood | 2083895 | 3 | 03/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Chitwood | 2083895 | 3 | 03/17/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Elwood Torrance | 4005837 | 1 | 03/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Michael Pelfrey | 2858963 | 1 | 02/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Brent Hanson | 1832012 | 3 | 01/31/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Gust | 2316699 | 3 | 12/22/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reginald Jackson | 1188872 | 1 | 12/06/1985 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Monty Lee Coen | 5092172 | 1 | 12/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Theodore | 1023447 | 2 | 09/24/1985 | Customer Dispute | Settled | $46,250.00 | $0.00 | See FINRA Report |