Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Michael Monson | 2498478 | 1 | 09/27/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Danter | 1091502 | 2 | 09/25/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Louis Oates | 1875939 | 3 | 09/19/1991 | Customer Dispute | Award / Judgment | $56,000.00 | $54,950.00 | See FINRA Report |
| Dean Gregory Ringdahl | 1080956 | 2 | 09/17/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Ray Magaziner | 1098594 | 1 | 09/02/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Douglas Rees | 1304147 | 1 | 07/31/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Hutton | 3222032 | 1 | 07/17/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen A Reimer | 1142002 | 1 | 07/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristian Thomas Zurinsky | 4142416 | 2 | 07/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kent Warren Miller | 805030 | 3 | 07/02/1991 | Customer Dispute | Award / Judgment | $150,000.00 | $127,321.00 | See FINRA Report |