Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Richard Marquardt | 1520641 | 1 | 11/18/1994 | Customer Dispute | Settled | $26,699.30 | $0.00 | See FINRA Report |
| Kenward Lavon Stone | 1198779 | 21 | 11/07/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Adrien Brule | 1146079 | 8 | 11/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Knigge | 2666186 | 2 | 10/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kermit Hall | 1239549 | 2 | 10/04/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul Adrien Brule | 1146079 | 8 | 10/04/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Warren Miller | 805030 | 3 | 10/04/1994 | Customer Dispute | Award / Judgment | $303,000.00 | $226,000.00 | See FINRA Report |
| Kerry Elton Bolen | 733408 | 4 | 09/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Molinaro | 1037567 | 3 | 09/27/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Candido Palomarez | 2359908 | 1 | 09/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |