Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald E Wolf | 1047704 | 6 | 06/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Roy Pond | 1404454 | 3 | 06/23/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel R Boudreaux | 2128165 | 1 | 06/16/1995 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Collins | 1670675 | 3 | 05/03/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Michael Culella | 58365 | 2 | 05/02/1995 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jerry Lee Cline | 1350020 | 2 | 05/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 05/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Hedstrom | 4386667 | 1 | 04/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Douglas Curtin | 2007519 | 5 | 04/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Winston | 470181 | 1 | 04/13/1995 | Customer Dispute | Settled | $623,466.00 | $0.00 | See FINRA Report |