Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edmond Winston | 724171 | 1 | 03/20/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Eberz | 1036172 | 2 | 03/14/1996 | Customer Dispute | Denied | $20,000,000.00 | $0.00 | See FINRA Report |
| Julian Adam Marturano | 2181208 | 5 | 03/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vicki Jean Balhoff | 1246911 | 1 | 03/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Millman | 1737375 | 1 | 02/27/1996 | Customer Dispute | Settled | $51,792.60 | $0.00 | See FINRA Report |
| Nicholas William Arre | 1839986 | 1 | 02/21/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Eugene Rucker | 2361033 | 1 | 01/25/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dewey Norman Sink | 1257873 | 1 | 01/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 01/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julian Adam Marturano | 2181208 | 5 | 12/18/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |