Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Bruce Lundquist | 2001552 | 1 | 12/28/1999 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Mary Barbara Kusske | 1493905 | 1 | 12/27/1999 | Customer Dispute | Denied | $145,800.00 | $0.00 | See FINRA Report |
| Gregory Henry Merkle | 1805560 | 1 | 12/17/1999 | Customer Dispute | Denied | $9,857.51 | $0.00 | See FINRA Report |
| Susan Marie Ellis | 2015455 | 2 | 12/16/1999 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John David Campbell | 2550804 | 5 | 12/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Allan Mears | 2516228 | 5 | 11/26/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Henry Bilotti | 2543116 | 2 | 11/15/1999 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Kelly A Meeker | 4037596 | 1 | 11/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Cooney | 1326757 | 1 | 11/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Chrysler Hauf | 1262280 | 1 | 10/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |