Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Peter Bobolia | 708592 | 3 | 05/07/2000 | Customer Dispute | Settled | $993,000.00 | $0.00 | See FINRA Report |
| Karen Rachelle Hansen | 2189218 | 5 | 04/28/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian D Yaiser | 1258534 | 3 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| George Frank Cerwin | 1008485 | 4 | 04/14/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Donald Evan Peabody | 2175218 | 4 | 04/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Marie Muldoon | 1329776 | 1 | 04/06/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert John O'Donnell | 1012235 | 2 | 04/05/2000 | Customer Dispute | Denied | $34,606.50 | $0.00 | See FINRA Report |
| Lannie Cecil Wright | 1101957 | 4 | 04/04/2000 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Shawn Heath Boyle | 2409582 | 1 | 04/04/2000 | Customer Dispute | Settled | $137,523.00 | $0.00 | See FINRA Report |
| Robert William Taylor | 2596525 | 1 | 03/29/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |