Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Robert Weiss | 1089283 | 5 | 11/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lee Povinelli | 2402193 | 2 | 10/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert John Patrick | 857327 | 2 | 10/30/2001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Keith Brian Mooney | 2562218 | 6 | 10/29/2001 | Customer Dispute | Denied | $108,732.00 | $0.00 | See FINRA Report |
| Ellias David Stabinsky | 1571758 | 2 | 10/29/2001 | Customer Dispute | Award / Judgment | $273,600.00 | $66,722.10 | See FINRA Report |
| Ronald Lee Koenig | 734296 | 1 | 10/24/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Deane Powell | 1595669 | 1 | 10/23/2001 | Customer Dispute | Denied | $20,576.70 | $0.00 | See FINRA Report |
| Robert Orson Devore | 4351278 | 2 | 10/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Priscilla Lee Roach | 825277 | 4 | 10/01/2001 | Customer Dispute | Denied | $88,471.00 | $0.00 | See FINRA Report |
| Darren Mitchell Brennan | 2729234 | 4 | 09/17/2001 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |