Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn David Donahue | 4124085 | 1 | 12/11/2001 | Customer Dispute | Settled | $44,198.90 | $0.00 | See FINRA Report |
| Kenton Lee Fervida | 2507222 | 2 | 12/06/2001 | Customer Dispute | Denied | $172,693.00 | $0.00 | See FINRA Report |
| Robert Frank Dwyer | 2283295 | 12 | 12/06/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Del Lewis | 1536877 | 2 | 12/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Palastro | 1001553 | 1 | 12/03/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Neil Brian Greenberg | 2564000 | 5 | 11/20/2001 | Customer Dispute | Denied | $94,246.00 | $0.00 | See FINRA Report |
| Carl Martin Fellhauer | 719579 | 2 | 11/12/2001 | Customer Dispute | Closed-No Action | $8,049.99 | $0.00 | See FINRA Report |
| Richard Arlan Corley | 800781 | 2 | 11/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 11/10/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jean-Paul Chenette | 1650497 | 1 | 11/02/2001 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |