Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Willie Joe Howard | 2767165 | 3 | 02/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen John Sloan | 2412600 | 1 | 02/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Brian Mooney | 2562218 | 6 | 02/15/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Adriel John Gaines | 2933961 | 9 | 02/14/2002 | Customer Dispute | Denied | $7,980.00 | $0.00 | See FINRA Report |
| Anthony Ralph Gennaro | 1634236 | 1 | 02/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Pittman | 2570402 | 7 | 02/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Richard Femiano | 1253173 | 2 | 02/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Douglas Mensack | 2639903 | 2 | 02/07/2002 | Customer Dispute | Award / Judgment | $289,689.00 | $143,000.00 | See FINRA Report |
| MacAuley Beloney | 2131973 | 2 | 01/23/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Michael Costello | 1242871 | 4 | 01/19/2002 | Customer Dispute | Settled | $467,137.00 | $0.00 | See FINRA Report |