Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Edward Plecinoga | 2776556 | 1 | 06/10/2002 | Customer Dispute | Award / Judgment | $733,700.00 | $206,562.00 | See FINRA Report |
| Keith Gregg Ellen | 1918119 | 7 | 06/07/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daryl Andrew Cole | 2607997 | 2 | 06/05/2002 | Customer Dispute | Award / Judgment | $66,242.00 | $5,255.00 | See FINRA Report |
| Paul Jeffrey Long | 1361886 | 1 | 05/31/2002 | Customer Dispute | Denied | $184,299.00 | $0.00 | See FINRA Report |
| Timothy Lane Johnston | 1041449 | 1 | 05/31/2002 | Customer Dispute | Denied | $29,042.30 | $0.00 | See FINRA Report |
| Mark Allen Davis | 2103015 | 1 | 05/30/2002 | Customer Dispute | Closed-No Action | $511.85 | $0.00 | See FINRA Report |
| David Soong Park | 2089271 | 4 | 05/30/2002 | Customer Dispute | Settled | $5,666.20 | $0.00 | See FINRA Report |
| John Andrew Passaro | 1574451 | 12 | 05/29/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Nancy Cooper Kelsey | 1624558 | 3 | 05/13/2002 | Customer Dispute | Denied | $8,800.00 | $0.00 | See FINRA Report |
| Jackie L Schaider | 2755499 | 3 | 05/13/2002 | Customer Dispute | Settled | $22,542.70 | $0.00 | See FINRA Report |