Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Frank Dwyer | 2283295 | 12 | 08/27/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 08/23/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Paul Benson | 2147405 | 3 | 08/19/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Perry Irwin Teplitsky | 719231 | 1 | 08/16/2002 | Customer Dispute | Denied | $18,325.00 | $0.00 | See FINRA Report |
| Alexander Quinton Graham | 2878449 | 1 | 08/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Soong Park | 2089271 | 4 | 08/14/2002 | Customer Dispute | Settled | $5,144.62 | $0.00 | See FINRA Report |
| David Gerald Lampe | 828400 | 4 | 08/13/2002 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Michael James Hochstetler | 2673455 | 2 | 08/12/2002 | Customer Dispute | Denied | $52,908.60 | $0.00 | See FINRA Report |
| Ellias David Stabinsky | 1571758 | 2 | 08/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Telles | 5898277 | 1 | 08/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |