Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bobb Arthur Meckenstock | 1152284 | 3 | 06/21/2024 | Customer Dispute | Pending | $154,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Seth Eric Krussman | 5509227 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Seth Eric Krussman | 5509227 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Joseph Stanley | 6626725 | 2 | 06/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Marvin Schultz | 4163450 | 1 | 06/17/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leonard Aaron Goodman | 735923 | 8 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vince Lagatta | 3098611 | 3 | 06/05/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Austin Shane Brake | 7517301 | 3 | 05/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |