Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jane Marie Snyder | 1427208 | 2 | 09/12/2002 | Customer Dispute | Denied | $8,183.00 | $0.00 | See FINRA Report |
| Christopher Todd Benoit | 1583587 | 3 | 09/10/2002 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| James Jay Mooreland | 3173742 | 1 | 09/09/2002 | Customer Dispute | Denied | $23,611.00 | $0.00 | See FINRA Report |
| Chad Allen Abel | 2692648 | 1 | 09/09/2002 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Frederick Allen Brubaker | 2690566 | 1 | 09/05/2002 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Carol Makris Jordan | 2410187 | 1 | 09/04/2002 | Customer Dispute | Denied | $44,563.60 | $0.00 | See FINRA Report |
| Robert Jay Reich | 2738341 | 1 | 09/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cynthia Susan Pelosi | 3060831 | 2 | 09/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Norman Fichter | 1135242 | 3 | 08/29/2002 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Joseph Craig | 1534744 | 6 | 08/27/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |