Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sungki Lynn Leemaster | 2823736 | 2 | 10/08/2002 | Customer Dispute | Settled | $9,232.45 | $0.00 | See FINRA Report |
| Dennis Joseph Demuth | 2801623 | 1 | 10/05/2002 | Customer Dispute | Closed-No Action | $662,000.00 | $0.00 | See FINRA Report |
| Christopher Todd Benoit | 1583587 | 3 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Arthur Endersbe | 1407028 | 3 | 09/30/2002 | Customer Dispute | Denied | $275,493.00 | $0.00 | See FINRA Report |
| Hilary Elizabeth O'Malley | 2314563 | 4 | 09/30/2002 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Anthony William Simor | 2663398 | 1 | 09/27/2002 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| James Alan Hawryliak | 1123833 | 3 | 09/27/2002 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Nicky Alva Witte | 2038970 | 3 | 09/25/2002 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Kakim M Kunantaev | 2484955 | 3 | 09/17/2002 | Customer Dispute | Settled | $512,594.00 | $0.00 | See FINRA Report |
| Chad Stephen Winter | 6243143 | 1 | 09/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |