Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Chris Hanson | 1315152 | 1 | 02/15/2003 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Arthur Milton Gettinger | 2033692 | 4 | 02/12/2003 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 02/10/2003 | Customer Dispute | Denied | $144,817.00 | $0.00 | See FINRA Report |
| Arthur Robert Weiss | 1089283 | 5 | 02/07/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Timothy Todd Whipkey | 1939500 | 1 | 02/05/2003 | Customer Dispute | Denied | $6,675.89 | $0.00 | See FINRA Report |
| Brian Paul Connor | 2602637 | 4 | 02/04/2003 | Customer Dispute | Award / Judgment | $11,874.00 | $11,448.00 | See FINRA Report |
| Rodger Baron Hobbs | 5083232 | 1 | 02/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian D Yaiser | 1258534 | 3 | 02/03/2003 | Customer Dispute | Settled | $26,750.40 | $0.00 | See FINRA Report |
| Ronald Thomas Klimas | 2321602 | 1 | 02/03/2003 | Customer Dispute | Settled | $8,056.95 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 01/31/2003 | Customer Dispute | Settled | $33,802.10 | $0.00 | See FINRA Report |