Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Brian Greenberg | 2564000 | 5 | 03/04/2003 | Customer Dispute | Denied | $11,871.50 | $0.00 | See FINRA Report |
| James C Meyer | 1896490 | 1 | 02/28/2003 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Allen Basil Jenson | 2877975 | 1 | 02/28/2003 | Customer Dispute | Settled | $10,008.00 | $0.00 | See FINRA Report |
| Bobby Ray Payne | 1795408 | 6 | 02/28/2003 | Customer Dispute | Closed-No Action | $234,000.00 | $0.00 | See FINRA Report |
| Priscilla Lee Roach | 825277 | 4 | 02/26/2003 | Customer Dispute | Denied | $28,410.90 | $0.00 | See FINRA Report |
| Anna Marie Turco | 2602567 | 1 | 02/25/2003 | Customer Dispute | Closed-No Action | $43,674.00 | $0.00 | See FINRA Report |
| Stephen Joseph Ciepiela | 706085 | 1 | 02/21/2003 | Customer Dispute | Settled | $44,566.20 | $0.00 | See FINRA Report |
| MacAuley Beloney | 2131973 | 2 | 02/21/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Donald Evan Peabody | 2175218 | 4 | 02/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn Moormeier | 1846287 | 3 | 02/18/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |