Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Jesse Deardorff | 1216674 | 2 | 04/03/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Emmanuel D Harris | 1513927 | 4 | 04/03/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Just | 4178560 | 1 | 04/02/2003 | Customer Dispute | Withdrawn | $25,848.00 | $0.00 | See FINRA Report |
| Joseph David Westrup | 2027750 | 2 | 04/01/2003 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Randy Lynn Behymer | 2337562 | 1 | 04/01/2003 | Customer Dispute | Settled | $9,132.21 | $0.00 | See FINRA Report |
| Mark George Whitehouse | 1064407 | 2 | 03/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Lee Zeolla | 1440773 | 1 | 03/26/2003 | Customer Dispute | Settled | $189,523.00 | $0.00 | See FINRA Report |
| Scott Henley Ruby | 1317034 | 2 | 03/25/2003 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Arlon Ray Enmeier | 1000999 | 4 | 03/24/2003 | Customer Dispute | Award / Judgment | $0.00 | $400,000.00 | See FINRA Report |
| Lee Povinelli | 2402193 | 2 | 03/22/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |