Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Charles Eleveld | 1019537 | 1 | 11/17/2003 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Dale Barton Sailors | 1459820 | 2 | 11/11/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Patrick Henry Phillips | 1021928 | 2 | 11/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gus Leno Andrews | 2362417 | 5 | 11/05/2003 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| David Gerald Lampe | 828400 | 4 | 11/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Crider Callahan | 2557839 | 1 | 11/04/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angeli Aguila Forster | 1240168 | 2 | 11/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Rachelle Hansen | 2189218 | 5 | 10/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J. Michael Seymour | 2480641 | 8 | 10/27/2003 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Gus Leno Andrews | 2362417 | 5 | 10/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |