Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Reuel Kramer | 1465416 | 12 | 12/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Priscilla Lee Roach | 825277 | 4 | 12/04/2003 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Scott Paul Jarnot | 2236588 | 1 | 12/03/2003 | Customer Dispute | Settled | $42,200.00 | $0.00 | See FINRA Report |
| Salvatore John Collura | 736276 | 1 | 12/03/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott David Kinderman | 2103939 | 2 | 12/02/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dee S Walker | 1004635 | 3 | 12/01/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judy S Wong | 3002262 | 5 | 11/21/2003 | Customer Dispute | Settled | $6,900.00 | $0.00 | See FINRA Report |
| Robert Morris Friedman | 807233 | 5 | 11/19/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Nigris | 2502862 | 1 | 11/19/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Debra Marie Kuper | 1750967 | 1 | 11/18/2003 | Customer Dispute | Denied | $61,000.00 | $6,500.00 | See FINRA Report |