Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cliff van Ittersum | 1060059 | 2 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 02/26/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Roy Pond | 1404454 | 3 | 02/26/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Pablo Rene Zalduendo | 1196913 | 4 | 02/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Lee Goodrich | 2948453 | 4 | 02/19/2004 | Customer Dispute | Denied | $38,489.90 | $0.00 | See FINRA Report |
| Kimberly Lynn Wahl-Taylor | 5746469 | 1 | 02/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Armand Joseph Fisher | 1528479 | 11 | 02/18/2004 | Customer Dispute | Pending | $311,954.00 | $0.00 | See FINRA Report |
| Jill Harris Slayton | 1898524 | 3 | 02/17/2004 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Teresa Kay McAllister | 1625310 | 2 | 02/12/2004 | Customer Dispute | Settled | $281,245.00 | $0.00 | See FINRA Report |
| Teresa Kay McAllister | 1625310 | 2 | 02/11/2004 | Customer Dispute | Settled | $281,245.00 | $0.00 | See FINRA Report |