Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bhavin Chandrakant Mehta | 2233753 | 2 | 03/19/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark Harold Wingerd | 2165999 | 3 | 03/17/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Opinder Kaur Marwah | 3188514 | 1 | 03/16/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Thomas George Lenze | 306717 | 6 | 03/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Reed Leroy Lefevre | 1526569 | 1 | 03/15/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Charles Michael Campbell | 4490306 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Larsen | 1025113 | 1 | 03/08/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Liace | 2225626 | 1 | 03/02/2004 | Customer Dispute | Denied | $81,451.90 | $0.00 | See FINRA Report |
| Cesar Hugo Lopez | 2265364 | 7 | 03/02/2004 | Customer Dispute | Settled | $13,714.40 | $0.00 | See FINRA Report |
| Jackie L Schaider | 2755499 | 3 | 03/02/2004 | Customer Dispute | Denied | $5,111.00 | $0.00 | See FINRA Report |