Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shireef Elmakawi | 4296761 | 3 | 09/10/2004 | Customer Dispute | Closed-No Action | $14,343.00 | $0.00 | See FINRA Report |
| Arthur Milton Gettinger | 2033692 | 4 | 09/10/2004 | Customer Dispute | Settled | $26,265.40 | $0.00 | See FINRA Report |
| Eric Christopher Dubroc | 1899317 | 3 | 09/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edgar Lee Allison | 1054676 | 1 | 09/08/2004 | Customer Dispute | Closed-No Action | $285,000.00 | $0.00 | See FINRA Report |
| James Ransom Potoka | 1023936 | 3 | 09/07/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lyn Tinney | 821949 | 1 | 09/02/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ben May Miller | 869073 | 2 | 08/30/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Chris Alan Eldred | 2246778 | 1 | 08/26/2004 | Customer Dispute | Denied | $23,795.70 | $0.00 | See FINRA Report |
| Scott David Morrison | 2549507 | 1 | 08/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Melrose | 2167248 | 7 | 08/18/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |