Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Harvey Greenspahn | 2710039 | 1 | 01/31/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Jyhchen Cheng | 2616991 | 1 | 01/26/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Leonard Abraham Witte | 811358 | 4 | 01/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dale Robinette | 2184931 | 2 | 01/24/2005 | Customer Dispute | Denied | $7,591.60 | $0.00 | See FINRA Report |
| Paul Stuart Rosendahl | 2627083 | 1 | 01/18/2005 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Robert Kelvin Springer | 869402 | 2 | 01/13/2005 | Customer Dispute | Denied | $95,000.40 | $0.00 | See FINRA Report |
| Joseph Victor Curatolo | 825094 | 1 | 01/03/2005 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Robert Gene Maricle | 319832 | 1 | 01/01/2005 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Brian Perry Beck | 2289087 | 1 | 12/29/2004 | Customer Dispute | Closed-No Action | $10,300,000.00 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 12/22/2004 | Customer Dispute | Denied | $142,193.00 | $0.00 | See FINRA Report |