Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy Lynn Stoppel | 2358866 | 1 | 02/28/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Edward Jonathan McLellan | 2850776 | 2 | 02/25/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Steven Wayne Fenyves | 1263030 | 1 | 02/24/2005 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Douglas Samuel Sinetar | 2656375 | 1 | 02/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 02/11/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victor John Anastasia | 2437133 | 1 | 02/10/2005 | Customer Dispute | Denied | $17,533.00 | $0.00 | See FINRA Report |
| Donald Alde Joyal | 2397903 | 3 | 02/09/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donald Alde Joyal | 2397903 | 3 | 02/07/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Darren Mitchell Brennan | 2729234 | 4 | 02/07/2005 | Customer Dispute | Settled | $56,967.00 | $0.00 | See FINRA Report |
| Kenneth Edward Dimicco | 1565595 | 1 | 02/01/2005 | Customer Dispute | Settled | $14,200.00 | $0.00 | See FINRA Report |