Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Rivoli | 1830391 | 2 | 06/21/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jennifer Lawson Griffis | 3210999 | 3 | 06/20/2005 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Eric Michael Dawson | 2521839 | 1 | 06/20/2005 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Raymond Douglas Curtin | 2007519 | 5 | 06/20/2005 | Customer Dispute | Denied | $5,032.31 | $0.00 | See FINRA Report |
| Gary George Hughes | 1659163 | 1 | 06/16/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Wayne Mattocks | 2193216 | 3 | 06/07/2005 | Customer Dispute | Closed-No Action | $10,503.60 | $0.00 | See FINRA Report |
| Jonathan Ira Bell | 6521125 | 1 | 06/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Bradley Gutshall | 2872682 | 1 | 05/26/2005 | Customer Dispute | Closed-No Action | $6,270.00 | $0.00 | See FINRA Report |
| Glen Edward Holmes | 1245565 | 2 | 05/25/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ross Lee Jeter | 1339374 | 3 | 05/25/2005 | Customer Dispute | Denied | $13,708.60 | $0.00 | See FINRA Report |