Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Thomas Turowski | 2895520 | 4 | 08/22/2005 | Customer Dispute | Closed-No Action | $537,576.00 | $0.00 | See FINRA Report |
| Salvatore Michael Culella | 58365 | 2 | 08/19/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Joseph Jacob Osherow | 2230819 | 3 | 08/16/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Thomas May | 853979 | 3 | 08/15/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Peter Steven Cain | 1279294 | 1 | 08/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Cross | 3025772 | 3 | 08/03/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Walker Wenzel | 2578394 | 1 | 07/28/2005 | Customer Dispute | Denied | $92,000.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 07/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mashhood Zafar Siddiqi | 1060946 | 1 | 07/26/2005 | Customer Dispute | Settled | $85,422.50 | $0.00 | See FINRA Report |
| John Foster Wilkinson | 2156376 | 4 | 07/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |