Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Reuel Kramer | 1465416 | 12 | 09/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glen Edward Holmes | 1245565 | 2 | 09/16/2005 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| J Graydon Coghlan | 2281065 | 3 | 09/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Melrose | 2167248 | 7 | 08/30/2005 | Customer Dispute | Award / Judgment | $210,310.00 | $106,500.00 | See FINRA Report |
| Les Hunzinger | 2274146 | 2 | 08/29/2005 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Charles Chiolo | 1213179 | 1 | 08/24/2005 | Customer Dispute | Denied | $21,973.00 | $0.00 | See FINRA Report |
| Robert Frank Dwyer | 2283295 | 12 | 08/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cesar Hugo Lopez | 2265364 | 7 | 08/23/2005 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| Peter Even Dahlstrom | 1661656 | 2 | 08/23/2005 | Customer Dispute | Award / Judgment | $3,000,000.00 | $2,186,190.00 | See FINRA Report |
| Julian Adam Marturano | 2181208 | 5 | 08/22/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |