Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Windall Lancaster | 2603422 | 2 | 10/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Scott Haver | 2210389 | 3 | 10/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Boyce Henry Goff | 4469040 | 2 | 10/24/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary Neil Krikorian | 1898737 | 4 | 10/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael G Rose | 2776679 | 1 | 10/21/2005 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Todd Michael Haufler | 2579697 | 2 | 10/18/2005 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Gary Thomas Charlebois | 724971 | 2 | 10/05/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 10/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lynn Williams | 2166651 | 1 | 10/03/2005 | Customer Dispute | Closed-No Action | $18,400.00 | $0.00 | See FINRA Report |
| Michael Allen Frontino | 1176514 | 2 | 10/02/2005 | Customer Dispute | Denied | $7,649.46 | $0.00 | See FINRA Report |