Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Rachelle Hansen | 2189218 | 5 | 04/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrell Thomas Alford | 1397636 | 1 | 04/07/2006 | Customer Dispute | Settled | $11,189.50 | $0.00 | See FINRA Report |
| Clifford Blair Benjamin | 4633715 | 1 | 04/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Paul Jacques | 1451245 | 2 | 03/30/2006 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jasper Carl Schanna | 1616434 | 2 | 03/22/2006 | Customer Dispute | Denied | $13,200.00 | $0.00 | See FINRA Report |
| Darren Mitchell Brennan | 2729234 | 4 | 03/21/2006 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Eric James Moore | 1357457 | 1 | 03/16/2006 | Customer Dispute | Settled | $22,555.00 | $0.00 | See FINRA Report |
| Bernard Ross Michaud | 2209466 | 3 | 03/09/2006 | Customer Dispute | Settled | $1,169,110.00 | $0.00 | See FINRA Report |
| John Dougherty Watson | 2709296 | 1 | 03/09/2006 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Kevin Michael Wehn | 2871693 | 1 | 03/06/2006 | Customer Dispute | Settled | $13,014.40 | $0.00 | See FINRA Report |