Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Bradford Rowland | 2515207 | 1 | 05/30/2006 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Daniel Nicho Villarreal | 1405583 | 1 | 05/22/2006 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Judy Lynn Copenbarger | 2410553 | 1 | 05/21/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David John Soper | 4148291 | 2 | 05/18/2006 | Customer Dispute | Denied | $8,378.41 | $0.00 | See FINRA Report |
| Kevin Gerard Noonan | 4389991 | 2 | 05/15/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Edward MacHock | 2349474 | 1 | 05/11/2006 | Customer Dispute | Settled | $8,667.74 | $0.00 | See FINRA Report |
| Daniel J Zentner | 4323706 | 1 | 05/05/2006 | Customer Dispute | Closed-No Action | $230,000.00 | $0.00 | See FINRA Report |
| Garrett Brandon Mullins | 4732239 | 1 | 05/02/2006 | Customer Dispute | Denied | $50,654.70 | $0.00 | See FINRA Report |
| Benjamin Robert Burbedge | 2740236 | 8 | 04/27/2006 | Customer Dispute | Denied | $5,595.42 | $0.00 | See FINRA Report |
| Jason Neil Goldberg | 2647054 | 5 | 04/27/2006 | Customer Dispute | Settled | $84,232.00 | $0.00 | See FINRA Report |