Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Bulluck | 4262200 | 1 | 07/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mason Kiu-Chung Chu | 4557589 | 1 | 07/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick J Cahill | 2850598 | 2 | 06/23/2006 | Customer Dispute | Closed-No Action | $109,000.00 | $0.00 | See FINRA Report |
| Michael Shawn Danter | 1091502 | 2 | 06/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay Brian Parker | 1016059 | 1 | 06/23/2006 | Customer Dispute | Denied | $34,310.80 | $0.00 | See FINRA Report |
| Erik W Glushien | 4790160 | 1 | 06/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Schmitz | 1432690 | 7 | 06/16/2006 | Customer Dispute | Closed-No Action | $9,273.41 | $0.00 | See FINRA Report |
| Albert Frank Fiorello | 4007560 | 1 | 06/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Essam Wafik Ibrahim | 2873500 | 1 | 06/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven M Strube | 4407032 | 2 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |