Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hale Rinker | 2783780 | 2 | 02/01/2007 | Customer Dispute | Denied | $469,000.00 | $0.00 | See FINRA Report |
| Nicholas P Taverna | 2080292 | 4 | 01/12/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan V Fisher | 4583264 | 1 | 01/10/2007 | Customer Dispute | Denied | $34,512.00 | $0.00 | See FINRA Report |
| Edward Howard Dougherty | 2753847 | 3 | 01/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Coley Meyerer | 872752 | 3 | 12/26/2006 | Customer Dispute | Denied | $144,000.00 | $0.00 | See FINRA Report |
| Peter James Oldrid | 1614639 | 1 | 12/18/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Craig | 1534744 | 6 | 12/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Foster Wilkinson | 2156376 | 4 | 12/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Stephen Millson | 1016266 | 1 | 12/11/2006 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Robert Cheyenne Walker | 729738 | 3 | 12/11/2006 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |