Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Thomas Petzold | 3047984 | 1 | 04/05/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Grewe | 1623330 | 1 | 03/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sammy Joe Johnson | 4109871 | 2 | 03/20/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James P Kelley | 1694993 | 7 | 03/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Dean Werner | 463559 | 1 | 03/20/2007 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Kelley | 2386900 | 5 | 03/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Craig | 1534744 | 6 | 03/12/2007 | Customer Dispute | Closed-No Action | $24,095.00 | $0.00 | See FINRA Report |
| Steven Thomas Curry | 5787848 | 1 | 03/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Roc Mandrella | 863781 | 1 | 03/06/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Igor Maskov | 2537300 | 1 | 03/02/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |